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Part 1· Chapter 6

Door

Prerequisites: Chapter 5 (Stem), Chapter 4 (Fruit).


6.1 The Intrinsic Data Axiom

For a fruit to "interpret itself", we must first specify which data is intrinsic.

The core problem

The degree dt(i)=jVWt(i,j)d_t(i)=\sum_{j\in V}W_t(i,j) is a global sum. The internal weights {Wt(i,j)}i,jF\{W_t(i,j)\}_{i,j\in F} alone do not determine dt(i)d_t(i).

However, including dt(i)d_t(i) in the intrinsic data enables internal computation of external coupling.

Axiom 6.1 (Intrinsic data axiom). The intrinsic data of a fruit FFtF\in\mathfrak{F}_t is: D(F,t):=({Wt(i,j)}i,jF,  {gt(i,j)}i,jF,  {dt(i)}iF).\mathcal{D}(F,t) := \bigl(\{W_t(i,j)\}_{i,j\in F},\;\{g_t(i,j)\}_{i,j\in F},\;\{d_t(i)\}_{i\in F}\bigr).

Justification.

  1. Physical: dt(i)d_t(i) is the total relational capacity of ii, observable by ii itself.
  2. Probabilistic: dt(i)d_t(i) is the normalisation constant for the random walk at ii; if ii observes its own transition probabilities, it knows dt(i)d_t(i).
  3. Information-theoretic: excluding dt(i)d_t(i) makes door detection impossible, breaking the theory's self-consistency.

6.2 Internal Computation of External Coupling

Lemma 6.2 (Boundary coupling from intrinsic data). Under Axiom 6.1, the total external coupling: bF,t(i):=dt(i)jFWt(i,j)=jFWt(i,j)b_{F,t}(i) := d_t(i) - \sum_{j\in F}W_t(i,j) = \sum_{j\notin F}W_t(i,j) is a function of D(F,t)\mathcal{D}(F,t).

Proof. bF,t(i)=dt(i)jFWt(i,j)b_{F,t}(i) = d_t(i) - \sum_{j\in F}W_t(i,j). The first term is the third component of D\mathcal{D}; the second is computed from the first component. No information about any jFj\notin F is needed. \square

Definition 6.3 (Leakage rate). rF,t(i):=bF,t(i)dt(i)=1jFWt(i,j)dt(i)  [0,1].r_{F,t}(i) := \frac{b_{F,t}(i)}{d_t(i)} = 1 - \frac{\sum_{j\in F}W_t(i,j)}{d_t(i)}\;\in[0,1]. r=0r=0: all relations internal. r=1r=1: all relations external.


6.3 Fruit Boundary

Definition 6.4 (Fruit boundary). VF:={iF:bF,t(i)>0}.\partial_V F := \{i\in F : b_{F,t}(i)>0\}.

Properties: VFF\partial_V F\subset F; FVFF\setminus\partial_V F consists of fully internal nodes; VF\partial_V F is gauge-invariant.


6.4 Door Definition (Energy-Based)

Axiom 6.5 (Door threshold). Fix τ>0\tau>0.

Definition 6.6 (Door---energy-based). Στ(F,t):={iVF:bF,t(i)τ}.\boxed{\Sigma_\tau(F,t) := \{i\in\partial_V F : b_{F,t}(i)\ge\tau\}.} Boundary nodes with external coupling at or above threshold τ\tau.

Interpretation. A door is a "hole in the wall" of the fruit. Not every boundary node is a door: weak leakage (b<τb<\tau) is ignored; only strong leakage (bτb\ge\tau) is recorded as a singularity.

This parallels Uhlenbeck compactness, where only energy concentrations exceeding a quantum ϵ0\epsilon_0 are recorded as singular points.


6.5 Main Door Theorems (Theorems B, C)

Theorem B (Finiteness of doors and energy concentration).

(i) Στ(F,t)θvolt(F)/τ|\Sigma_\tau(F,t)|\le\theta\cdot\mathrm{vol}_t(F)/\tau.

(ii) pΣepθvolt(F)\sum_{p\in\Sigma}e_p\le\theta\cdot\mathrm{vol}_t(F).

(iii) Στ/Fθdmax(F,t)/τ|\Sigma_\tau|/|F|\le\theta\cdot d_{\max}(F,t)/\tau.

Proof.

(i) Each iΣτi\in\Sigma_\tau has bF,t(i)τb_{F,t}(i)\ge\tau, so:

τΣτiΣτbF,t(i)iFbF,t(i)=cutt(F,Fˉ)θvolt(F).\tau\cdot|\Sigma_\tau|\le\sum_{i\in\Sigma_\tau}b_{F,t}(i)\le\sum_{i\in F}b_{F,t}(i)=\mathrm{cut}_t(F,\bar F)\le\theta\cdot\mathrm{vol}_t(F).

(ii) pΣep=pΣbF,t(p)cutt(F,Fˉ)θvolt(F)\sum_{p\in\Sigma}e_p=\sum_{p\in\Sigma}b_{F,t}(p)\le\mathrm{cut}_t(F,\bar F)\le\theta\cdot\mathrm{vol}_t(F).

(iii) Use volt(F)Fdmax(F,t)\mathrm{vol}_t(F)\le|F|\cdot d_{\max}(F,t) in (i). \square

Theorem C (Self-interpretation). Under Axiom 6.1, Στ(F,t)\Sigma_\tau(F,t) and e(F,t)\mathbf{e}(F,t) are determined by D(F,t)\mathcal{D}(F,t) alone. No information about the exterior is needed.

Proof. bF,t(i)b_{F,t}(i) is a function of D(F,t)\mathcal{D}(F,t) (Lemma 6.2). Στ\Sigma_\tau is a level set of bF,tb_{F,t}. ep=bF,t(p)e_p=b_{F,t}(p). All computed from D\mathcal{D}. \square

Philosophical significance.

An existence can read the traces left by the exterior without knowing what the exterior is. This is the mathematical realisation of "self-interpretation".


6.6 Door Definition (Holonomy-Based)---Alternative

A second door detection method using gauge structure.

Definition 6.7 (Boundary-traversing loops). L(F):={(i,j,k):i,kF,  jF,  Wt(i,j)>0,  Wt(j,k)>0}.\mathcal{L}_\partial(F):=\{(i,j,k):i,k\in F,\;j\notin F,\;W_t(i,j)>0,\;W_t(j,k)>0\}.

Definition 6.8 (Holonomy door energy). εF,thol(i):=(i,j,k)L(F)Wt(i,j)Wt(j,k)  ωt(i,j,k)\varepsilon^{\mathrm{hol}}_{F,t}(i):=\sum_{(i,j,k)\in\mathcal{L}_\partial(F)}W_t(i,j)\,W_t(j,k)\;\omega_t(i,j,k) where ωt(i,j,k)=dG(Ωt(i,j,k),e)2\omega_t(i,j,k)=d_G(\Omega_t(i,j,k),e)^2.

Proposition 6.9 (Gauge invariance of holonomy door energy). εF,thol(i)\varepsilon^{\mathrm{hol}}_{F,t}(i) is gauge-invariant.

Proof. WtW_t is invariant (Lemma 3.5). ωt\omega_t is invariant (Corollary 3.9). Their product and sum are invariant. \square

Comparison of the Two Definitions

PropertyΣτ\Sigma_\tau (energy)Στhol\Sigma^{\mathrm{hol}}_\tau (holonomy)
Gauge invariantYesYes
Needs only intrinsic dataYes (Axiom 6.1)No (jFj\notin F info needed)
What it measures"How much leaks out""How much curvature twists"
Computational costLowHigher (triangle enumeration)

Conclusion. With Axiom 6.1, the energy-based door is the primary definition. The holonomy-based door provides complementary curvature information.


6.7 Door Energy Vector

Definition 6.10 (Door energy vector). e(F,t):={ep}pΣτ(F,t),ep:=bF,t(p).\mathbf{e}(F,t):=\{e_p\}_{p\in\Sigma_\tau(F,t)},\qquad e_p:=b_{F,t}(p).

Proposition 6.11 (Energy bound). pΣepcutt(F,Fˉ)θvolt(F)\sum_{p\in\Sigma}e_p\le\mathrm{cut}_t(F,\bar F)\le\theta\cdot\mathrm{vol}_t(F).


6.8 Perturbation Stability of Doors (Theorem G)

Theorem G (Door perturbation stability). Let δW:=maxi,jWt(i,j)Wt(i,j)\|\delta W\|_\infty:=\max_{i,j}|W_t'(i,j)-W_t(i,j)| be small. Then:

(i) bF,t(i)bF,t(i)VδW|b'_{F,t}(i)-b_{F,t}(i)|\le|V|\cdot\|\delta W\|_\infty for all iFi\in F.

(ii) If bF,t(i)τ+ϵb_{F,t}(i)\ge\tau+\epsilon, then iΣi\in\Sigma' (door persists).

(iii) If bF,t(i)τϵb_{F,t}(i)\le\tau-\epsilon, then iΣi\notin\Sigma' (non-door persists).

(iv) Only nodes with bF,t(i)[τϵ,τ+ϵ]b_{F,t}(i)\in[\tau-\epsilon,\tau+\epsilon] may change status, where ϵ:=VδW\epsilon:=|V|\cdot\|\delta W\|_\infty.

Proof. (i) b(i)=dt(i)jFWt(i,j)b'(i)=d'_t(i)-\sum_{j\in F}W'_t(i,j). We have dt(i)dt(i)VδW|d'_t(i)-d_t(i)|\le|V|\cdot\|\delta W\|_\infty and jF(WtWt)(i,j)FδW|\sum_{j\in F}(W'_t-W_t)(i,j)|\le|F|\cdot\|\delta W\|_\infty. These partially cancel in the difference, giving bbVδW|b'-b|\le|V|\cdot\|\delta W\|_\infty.

(ii)--(iv) follow from (i) with ϵ=VδW\epsilon=|V|\cdot\|\delta W\|_\infty. \square