Skip to main content

Part 0

SCC Theorem Registry

updated 4,776 words18 min read

Current canonical: CV-1.17 (68 Cat A / 19 B / 6 C / 5 Retracted = 98 claims, ~70% proved, sealed 2026-05-15). This registry is the CV-1.11 (W6) snapshot; the row-by-row CV-1.12–1.17 additions (T-Temporal-Identity, T-CC-StableK-Kernel, …) live in the status page and are pending reseal here.

Purpose: Register all claims (C-xxxx), proofs (P-xxxx), and canonical theorems (T-xxxx, CV-x.y). This is the authoritative index of what has been proved.

Structure: Rows are organized by canonical version (CV-1.0 → CV-1.11; this registry seals CV-1.11 — current canonical is CV-1.17, see the status page).

The 16 SCC hero theorems among the 54 Cat A entries below, organized across 6 bands (Foundation, Phase+Stability, W4 Capstone, W5 Bridge, W6 Stochastic Foundation, W6 Boundary+Selection). Updated to CV-1.11. See /notes/scc-heroes/ for the curated index.

Canonical Theorems (Accepted into Canonical Spec)

Canonical Spec v1.11 (2026-05-06) — Current Version (W6 Close: 54A / 14B / 5C / 5R = 78 claims)

Additions over v1.5.2 (W6, 2026-05-04 → 2026-05-06 — CV-1.6 through CV-1.11):

CV-1.6 — Stereo-SCC branch (D1, 2026-05-04)

T-IDNameStatusCategoryNotes
T-ST-5aHard-Depth Topological LockingacceptedAOn a depth-disconnected stereo graph (objects at depths z1z2z_1 \ll z_2), the energy barrier between the two formation basins is ΔE=+\Delta E = +\infty (state-space disconnection via the Goldstone mechanism). System forced to K=2K=2 stable formations — one per depth-connected component. First theorem connecting SCC to stereo geometry.

v1.5.2 → v1.6 release notes (2026-05-04):

  • Added: 1 Cat A theorem (T-ST-5a, Stereo-SCC branch).
  • Counts: 46A → 47A, 61 → 62 claims.

CV-1.7 — Boundary Precision + Gibbs Continuity (D3, 2026-05-05/06)

T-IDNameStatusCategoryNotes
T-OP6-BPersRidge Boundary EquivalenceacceptedAIn phase-separation regime (H1–H5): dH(PersRidge(u),Ω)2α/βd_H(\mathrm{PersRidge}(u^*), \partial\Omega^*) \leq 2\sqrt{\alpha/\beta}. OP-0006 RESOLVED — computationally accessible PersRidge is a provably faithful proxy for the theoretical boundary.
T-P-F-ε0Gibbs Measure Continuity (ε0\varepsilon \to 0)acceptedAThe Gibbs measure πT\pi_T on Σ~M\widetilde\Sigma_M converges weakly to πT0\pi_T^0 (deterministic formation-selector) as ε0\varepsilon \to 0. Geometric foundation for the low-temperature limit.
T-P-F-ε0-KKramers Exponent StabilityacceptedBKramers escape rate exponent is stable under small ε\varepsilon perturbations; exponential-rate corrections sub-leading. Cat B (explicit spectral-gap condition).

v1.6 → v1.7 release notes (2026-05-05/06):

  • Added: 2 Cat A (T-OP6-B, T-P-F-ε0) + 1 Cat B (T-P-F-ε0-K).
  • OP-0006 Boundary Precision: RESOLVED via T-OP6-B.
  • Counts: 47A → 49A, 4 Cat B total, 62 → 65 claims.

CV-1.8 / CV-1.9 — P-F-A1 Package I: Reflected SDE + Stochastic Foundation (D4, 2026-05-06)

T-IDNameStatusCategoryNotes
T-PF-A1-ARAffine Reduction — Bounded Convex PolytopeacceptedAThe feasibility polytope FM(P)\mathcal{F}_M(\mathcal{P}) is a bounded compact convex polytope; Lions-Sznitman domain condition satisfied. Geometric foundation for well-posed SDE.
T-PF-A1-SDELions-Sznitman Reflected SDEacceptedAReflected Langevin SDE on Σ~M\widetilde\Sigma_M is well-posed: existence via Lions-Sznitman Theorem 1 (convex domain), uniqueness via Tanaka pathwise argument.
T-PF-A1-GIUnique Gibbs Invariant Measure πT\pi_{T_*}acceptedAπTeE~/T\pi_{T_*} \propto e^{-\tilde{\mathcal{E}}/T_*} is the unique invariant measure of the reflected SDE via zero-current + L2(π)L^2(\pi) kernel argument (Aronson 1968 heat kernel).
T-PF-A1-PEPoincaré Inequality + Exponential ErgodicityacceptedAλ1(π2/n)exp(osc(E~)/T)\lambda_1 \geq (\pi^2/n)\exp(-\mathrm{osc}(\tilde{\mathcal{E}})/T_*) (Payne-Weinberger on bounded convex polytope + Holley-Stroock perturbation). Exponential TV convergence with explicit rate.

v1.7 → v1.8/v1.9 release notes (2026-05-06):

  • Added: 4 Cat A theorems — P-F-A1 Package I (AR → SDE → GI → PE chain), all Cat A.
  • Stochastic dynamics on Σ~M\widetilde\Sigma_M: well-posed reflected SDE + unique Gibbs invariant measure + exponential ergodicity.
  • Counts: 49A → 53A, 65 → 69 claims.

CV-1.10 — K-Selection Partial (EQ + OBS branches) + D-ST Diagnostic Bridge (D4, 2026-05-06/07)

T-IDNameStatusCategoryNotes
T-K-Select-PFEquilibrium K-Selection via Gibbs MeasureacceptedBUnder πT\pi_{T_*}, formation count KactK_{\mathrm{act}} concentrates near the Gibbs-weighted modal value. Partially resolves OP-0005-EQ (equilibrium branch). Does NOT solve OP-0005-DYN (Eyring-Kramers, W9+).
T-K-Select-OBSObservation-Conditioned K-SelectionacceptedBUnder observation conditioning πT(O)\pi_{T_*}(\cdot \mid \mathcal{O}), the posterior over KactK_{\mathrm{act}} is computable. Partially resolves OP-0005-OBS (observation branch).
D-ST-1..5Stereo-SCC Diagnostic Bridge EntriesacceptedBFive diagnostic bridge entries connecting stereo-graph depth structure to the SCC formation diagnostics d=(Bind,Sep,Inside,Persist)\mathbf{d} = (\mathrm{Bind}, \mathrm{Sep}, \mathrm{Inside}, \mathrm{Persist}). Categorical bridge between depth topology and cohesion field.

v1.9 → v1.10 release notes (2026-05-06/07):

  • OP-0005 K-Selection: 3-WAY SPLIT registered — EQ partially resolved via T-K-Select-PF (Cat B), OBS partially resolved via T-K-Select-OBS (Cat B), DYN (Eyring-Kramers) remains open (W9+).
  • Added: 7 Cat B entries (T-K-Select-PF, T-K-Select-OBS, D-ST-1..5).
  • Counts: 53A, 69 → 76 claims, 11 Cat B total.

CV-1.11 — Audit + Declarations + OMS-2.0 Full (D5–D6, 2026-05-07/08)

T-IDNameStatusCategoryNotes
T-ST-5bSmooth-Depth Barrier RaisingacceptedBOn smooth-depth stereo graphs (objects at depths z1<z2z_1 < z_2 not sharply separated), the merge barrier is raised monotonically in Δz=z2z1\Delta z = z_2 - z_1. Cat B (explicit depth-gap lower bound condition).
OMS-2.0Observer Moduli Space — Accepted FullacceptedinfrastructureThe space of symmetry-inequivalent critical formations is proved finite and stratified: static branch decomposition (Gcw={e}G_{\mathrm{cw}} = \{e\} generic symmetry, codim-1 strata) + temporal extension (Gcwtemp={e}G_{\mathrm{cw}}^{\mathrm{temp}} = \{e\}, 19-branch Δ3\Delta^3 map). Appendix OMS (§A–§M) added to canonical.md.

v1.10 → v1.11 release notes (2026-05-07/08):

  • Added: 1 Cat B (T-ST-5b); OMS-2.0 Accepted — Full (Appendix OMS §A–§M in canonical.md).
  • Infrastructure: DECLARATION.md (DECL-1.0) + hypothesis_tree.md (HT-3.0) created.
  • Final W6 counts: 54A / 14B / 5C / 5R = 78 claims, ~69% fully proved.
  • Counts: 53A → 54A, 11 → 14 Cat B (net; T-σ-Theorem-4 re-promotion deferred), 76 → 78 claims.

Full W6 (CV-1.5.2 → CV-1.11) summary:

  • Added: 8 Cat A + 9 Cat B = 17 new claims.
  • Counts: 46A → 54A, 5B → 14B, 61 → 78 claims, 75% → ~69% fully proved (denominator grows faster — more partial results).
  • OP-0006 RESOLVED (T-OP6-B). OP-0005 3-way split (EQ/OBS partial, DYN open). OMS-2.0 Full.

Canonical Spec v1.5.2 (2026-05-02) — Previous Version (W5 Day 6: L1-F Hard-Bar / Active-Count Bridge Conditional Cat-A)

Additions over v1.5.1 (W6, 2026-05-02):

T-IDNameStatusCategorySourceProofExperimentsNotes
T-L1-FHard-Bar / Active-Count Bridge under L1-J RegimeacceptedA (conditional under L1-J package)C-0721P-0721(theoretical via L1-A..L1-L chain; numerical L1-I 439/1920 FEASIBLE_WITH_BUDGET on T202T^2_{20}; L1-H2 stress tests 5/5; L1-J PO-1 decay-to-cut 6/6; L1-K external audit passed)First multi-formation canonical Cat A theorem. Conditional theorem on finite shared-pool multi-formation states under hypothesis package (P0)(P0)(P11)(P11): Kbarmin(U(u);G)=Kactε(u)K_{\mathrm{bar}}^{\ell_{\min}}(U(\mathbf u);G) = K_{\mathrm{act}}^{\varepsilon}(\mathbf u) AND labeled bijection Abar:AεBars0term(U;G)\mathcal{A}_{\mathrm{bar}}: A^{\varepsilon} \to \mathrm{Bars}_0^{\mathrm{term}}(U;G) via primary representative qjU=argmaxxNjrU(x)q_j^U = \arg\max_{x \in N_j^r}^{\prec} U(x). L1-A through L1-L 13-step working chain + L1-K external audit + L1-K-REPAIR (R-1, R-2, R-3, R-4 proof-hygiene repairs). Explicit non-claims: does NOT solve OP-0005 (K-Selection) or OP-0008 (σA\sigma^A K-jump non-determinism); does NOT establish Ksoftϕ=KactK_{\mathrm{soft}}^\phi = K_{\mathrm{act}}; reservoir theory not promoted to canonical; P7 not generally derived from all SCC states.

v1.5.1 → v1.5.2 release notes (2026-05-02):

  • Added: 1 Cat A conditional (T-L1-F) synthesizing the L1-A..L1-L chain.
  • Counts: 45A → 46A, 60 → 61 claims, 75% → 75% fully proved (unchanged %).
  • T-L1-F is the first multi-formation canonical Cat A theorem.

Canonical Spec v1.5.1 (2026-04-29) — Previous Version (W5 Day 3 EOD: D-6a Multi-Static + Ontological Depth + Critic reinforcement)

Additions over v1.5 (W5 Day 3 EOD, 2026-04-29):

T-IDNameStatusCategorySourceProofExperimentsNotes
T-Commitment-14-Multi-StaticMulti-Formation σ-Signature on K-field (Static)acceptedA definitionalC-0717P-0717(theoretical extension of Commitment 14)Defined on Σ~MKfield,\widetilde{\Sigma}^{K_{\mathrm{field}},\circ}_M interior (Option A pragmatic; corners deferred to NQ-248 W7+). σmulti=(σA,σD)\sigma_{\mathrm{multi}} = (\sigma^A, \sigma^D) joint invariant under wreath-product Aut(G)SKact\mathrm{Aut}(G) \wr S_{K_{\mathrm{act}}}. From D-6a Multi-Static.
T-σ-multi-A-StaticWithin-Formation σ-Tuple Multi-Set InvarianceacceptedA (well-separated regime)C-0718P-0718(theoretical via Coupling Bound Lemma + T-σ-Lemma-1)Multi-set {σj}j=1Kact\{\sigma_j\}_{j=1}^{K_{\mathrm{act}}} under SKactS_{K_{\mathrm{act}}} permutation; reduces to Commitment 14 σ at Kact=1K_{\mathrm{act}} = 1. From D-6a Multi-Static.
T-σ-multi-D-StaticBetween-Formation Cohomology Pull-BackacceptedA definitionalC-0719P-0719(wreath-product representation theory, Specht 1935 + James-Kerber 1981)Conjugacy-class label in H1(Aut(G)SKact;Stab(u))H^1(\mathrm{Aut}(G) \wr S_{K_{\mathrm{act}}}; \mathrm{Stab}(\mathbf{u}^*)). From D-6a Multi-Static.
T-σ-Multi-1Multi-Formation Goldstone-Pair Instability (Phase 4 Static)tentativeB targetC-0720(sketch)(Phase 4 D-6a numerical, Phase 6 Q1 box-clipping)Goldstone-pair separation ΔλO(λrepec0Dsep)\Delta\lambda \approx O(\lambda_{\mathrm{rep}} e^{-c_0 D_{\mathrm{sep}}}) under V5b-T per-formation regime. Cat A pending NQ-242 numerical anchor.

Sub-statement additions to T-V5b-T:

Sub-IDNameStatusCategoryNotes
(V5b-T-zero)Sub-Spinodal Translation-Invariant RegimeacceptedA definitional (sub-statement)μGoldV5bTzero=0\mu_{\mathrm{Gold}}^{\mathrm{V5b-T-zero}} = 0 exactly (discrete translation orbit on ZLd\mathbb{Z}_L^d). Replaces V5b-T' WITHDRAWN (NQ-198f phantom on torus). Empirical anchor NQ-198f T202/T282T^2_{20}/T^2_{28} $
(V5b-F-empirical)V5b-F Goldstone Mass ScalingacceptedB target (sub-statement)μGoldV5bFC(β)S/n\mu_{\mathrm{Gold}}^{\mathrm{V5b-F}} \approx C(\beta) \cdot \|\partial S\|/n, C(β=4,ξ0=0.5)13.2±0.4C(\beta=4, \xi_0=0.5) \approx 13.2 \pm 0.4 (NQ-198a 6 corner-sat, SNR 35). Refutes Phase 3 heuristic + Day 3 §4 derivation.

Status changes to existing entries:

C-IDNameOld StatusNew StatusReason
C-0716T-σ-Theorem-4 σ at First PitchforkCat A in ϵ\epsilon-small regimeCat B in ϵ\epsilon-small regimeRetroactive Critic 7-agent verdict 2026-04-29: Errata Round 1 caught Morse-index inconsistency at original merge time. Cat A re-promotion deferred to CV-1.7+.

v1.5 → v1.5.1 release notes (2026-04-29):

  • Added (4 new C-IDs): 3 Cat A definitional (Multi-Static + multi-A-Static + multi-D-Static) + 1 Cat B target (Multi-1).
  • Added (sub-statements within T-V5b-T entry): V5b-T-zero (Cat A def, replaces V5b-T' WITHDRAWN) + V5b-F-empirical (Cat B target, μ_Gold ≈ C(β)·‖∂S‖/n NQ-198a).
  • Status revision: T-σ-Theorem-4 retroactive Cat A → Cat B per Critic 7-agent verdict + Errata Round 1 Morse-index inconsistency.
  • Withdrawn: D-5 V5b-T' new entry candidate (NQ-198f phantom finding).
  • Counts: 43A → 45A (net +2: +3 D-6a Cat A − 1 Theorem-4 격하), 4B → 5B (+1 Theorem-4 + 1 Multi-1), 57 → 60 claims, 75% → 75% fully proved.
  • Commitment 16 K_field/K_act two-tier decomposition added (resolves OP-0009-K).
  • Open problems: OP-0008 σ^A K-jump non-determinism + OP-0009 Multi-Formation Ontological Foundations registered HIGH; OP-0003 MO-1 re-activation rider added.

Canonical Spec v1.5 (2026-04-27) — Previous Version (W5 Day 1 G0: σ-Framework Supporting Structures)

Additions over v1.4 (W5 Day 1 G0, 2026-04-27):

T-IDNameStatusCategorySourceProofExperimentsNotes
T-σ-Lemma-1σ-Framework Irrep Decomposition Well-DefinedacceptedAC-0712P-0712(theoretical, finite-group rep theory)Hessian commutes with GuG_u-action; isotypic decomposition via Maschke + Schur; finite-graph hypothesis essential; trivial-stabilizer case vacuous
T-σ-Lemma-2σ-Framework Nodal Count PropertiesacceptedA (i,ii,iii,iv) + C (v,vi conditional)C-0713P-0713NQ-141 (W4-04-25, R23 32×32 numerical)Graph-intrinsic + Aut(G)-equivariance + lower bound N2\mathcal{N} \geq 2 + sign-flip Cat A; Courant upper bound + GuG_u-orbit divisibility Cat C riders
T-σ-Lemma-3Goldstone–ℓ=1 Angular SaturationacceptedA (continuum, dimension-general)C-0714P-0714NQ-170c (2D torus L=20 ζ=0.5 overlap 0.97)IBP identity P=1[δux]=(cdu(r)dr, 0)\mathcal{P}_{\ell=1}[\delta u_x] = (-c_d \int u^*(r)\,dr,\ 0) with c1=2,c2=π,c3=4πc_1=2,\,c_2=\pi,\,c_3=4\pi; Goldstone basis automatically ℓ=1; nodal count = 2 universal (anchors T-V5b-T-(e))
T-σ-Theorem-3σ at Uniform on D4D_4 Free-BC Grid (Closed Form)acceptedAC-0715P-0715exp_hessian_uniform_v2 (NQ-141, L=4L = 4 to 3232, <109< 10^{-9} precision)μk=4αλkLap+βW(c)\mu_k = 4\alpha\lambda_k^{\mathrm{Lap}} + \beta W''(c); full D4D_4 irrep table on cosine basis; N(ϕ(p,q))=(p+1)(q+1)\mathcal{N}(\phi_{(p,q)}) = (p+1)(q+1)
T-σ-Theorem-4σ at First Pitchfork on D4D_4 Free-BC Grid (Leading Order, continuum-limit claim)acceptedB (was A → B retroactive at CV-1.5.1, 2026-04-29)C-0716P-0716(theoretical via T-Birth-Parametric + R22 axis-aligned, continuum-limit; numerical NQ-187 on discrete grid)σ at First Pitchfork on D4D_4 Free-BC Grid (Leading Order, continuum-limit claim). Cat A → Cat B retroactive at CV-1.5.1 per Critic 7-agent verdict + Errata Round 1. Continuum vs discrete grid caveat (W6 NQ-187 audit 2026-05-04): canonical statement (ii) is a continuum-limit prediction (R22 §3.3 unit-square Lebesgue integral) NOT realized on finite discrete L16L \le 16 grids. NQ-187 measured μ0/ϵ1\mu_0/\epsilon \approx 1, μ1/ϵ2\mu_1/\epsilon \approx 2, ratio μ1/μ02\mu_1/\mu_0 \approx 2 (not 11 degeneracy), exponent p1.03p \approx 1.03 (not p=2p = 2 predicted). Three reconciliation hypotheses (α continuum extrapolation, β R22 re-derivation, γ Σm\Sigma_m-Hessian convention) under audit. Cat A re-promotion deferred to CV-1.7+.

v1.4 → v1.5 release notes (2026-04-27):

  • Added: 5 Cat A theorems (T-σ-Lemma-1/2/3 + T-σ-Theorem-3/4) — σ-framework supporting structures grounding Commitment 14.
  • Decision: Option α (5 separate §13 entries) — mathematically independent statements deserve individual canonical visibility.
  • Counts: 38A → 43A, 52 claims → 57 claims, 73% → 75% fully proved.
  • T1 explosion: 3 → 8 (Lemma 1/2/3 + Theorem 3/4 each individually T1).
  • Two erratum/refinement rounds (2026-04-27 evening + night) caught and fixed substantive math errors and structural refinements; theorem status unchanged (all 5 remain Cat A).
  • Sub-statement riders canonically registered: T-σ-Lemma-2 (v) Courant + (vi) orbit divisibility Cat C bundled within parent Cat A entry.
  • Carry: NQ-176..NQ-190 (15 spawn questions across the five structures + Round-2 audit spawns).
  • Pending user decision: Commitment 14 (O5') multi-irrep eigenspace convention, Commitment 14 (O7) tie-breaking convention.

Canonical Spec v1.4 (2026-04-26) — Previous Version (W4-extended close)

Additions over v1.3 (W4-extended close, 2026-04-26):

T-IDNameStatusCategorySourceProofExperimentsNotes
T-V5b-TPre-Objective Goldstone on Translation-Invariant GraphsacceptedAC-0710P-0710E-0095, E-0096, E-0097Sub/super-lattice spectral dichotomy on torus T^d / cycle C_n; 2D commensurability split; 1D Goldstone; nodal count = 2 universal. After 8 V5b iterations (V1 → V5b'').

v1.3 → v1.4 release notes (2026-04-26):

  • Added: 1 Cat A theorem (T-V5b-T) — V5b verification cycle (8 iterations) result.
  • Counts: 37A → 38A, 51 claims → 52 claims, 73% → 73% fully proved.
  • New finding registered: V5b-F (Partial Goldstone on Boundary-Modified Graphs) — Cat C, NQ-173 carry.
  • Reproducibility crisis identified+resolved: NQ-172 (mode-indexing artifact in NQ-170 analysis script).

Canonical Spec v1.3 (2026-04-25) — Previous Version (Frozen)

Additions over v1.2 (W4 merge, 2026-04-19 ~ 2026-04-25):

T-IDNameStatusCategorySourceProofExperimentsNotes
T-PreObj-1Pre-Objective Multi-Peak Formation MechanismacceptedAC-0700P-0700E-0090, E-0091F=1 single-disk minimizer non-critical under full SCC; gradient flow attracts to multi-peak F≥2; IC-protocol dichotomy adaptive bounded vs random ~ L2.8L^{2.8}
T-PreObj-1GPre-Objective Mechanism Graph-Class IndependentacceptedAC-0701P-0701(theoretical)Conclusions (i),(ii) of T-PreObj-1 hold on any finite connected graph under (G1)–(G4) hypotheses
Lemma 4Quadratic Form Positive Definite (M matrix)acceptedAC-0702P-0702E-0090MR2×2M \in \mathbb{R}^{2 \times 2} of (gcl,gsep)(g_{cl}, g_{sep}) gradients, PD under linear independence; destabilization magnitude ΛTMΛ>0\Lambda^T M \Lambda > 0
F-1 Resolution CorollaryF-1 SPLIT-RESOLVED via T-Merge(b) + T-PreObj-1acceptedA(corollary)(corollary)Pure Ebd\mathcal{E}_{bd} portion via T-Merge(b); full SCC portion via T-PreObj-1 (i)

v1.2 → v1.3 release notes (2026-04-25):

  • Added: 2 Cat A theorems (T-PreObj-1, T-PreObj-1G), 1 Cat A lemma (Lemma 4), 1 Cat A corollary (F-1 split-resolution).
  • Status changes: C-0550 (F-1), C-0551 (M-1), C-0552 (MO-1) — challenged → resolved/clarified/sidestepped.
  • Counts: 35A → 37A, 49 claims → 51 claims, 71% → 73% fully proved.
  • Critical blockers: 3 (F-1, M-1, MO-1) → 0 (all resolved/clarified/sidestepped).

Canonical Spec v1.2 (2026-04-12) — Previous Version (Frozen)

T-IDNameStatusCategorySourceProofExperimentsNotes
T-1Existence of MinimizersacceptedAC-0001P-0001E-0001, E-0002SCC minimizer always exists on Σ_m
T-3Stability of Interior MinimizersacceptedAC-0003P-0003E-0003Hessian positive on interior; local stability
T-6aClosure Fixed Point (Existence)acceptedAC-0006aP-0006aE-0005u* = Cl_t(u*) ∃ for all parameters
T-6bClosure Fixed Point (Stability)acceptedAC-0006bP-0006bE-0006Closure FP is attracting in stability metric
T-6-StabilityStability of Closure FPacceptedAC-0006cP-0006cE-0007Full spectral analysis
T-7Enhanced MetastabilityacceptedAC-0007P-0007E-0008, E-0009Residence time > expected near saddle
T-8-CorePhase Transition (Core Dominance)acceptedAC-0008P-0008E-0010, E-0011Binuclear → mononuclear at critical β
T-8-FullPhase Transition (Global)acceptedAC-0009P-0009E-0012, E-0013Full energy landscape bifurcation
T-11Γ-ConvergenceacceptedAC-0011P-0011E-0014Variational convergence under scaling
T-14Gradient FlowacceptedAC-0014P-0014E-0020:E-0022Gradient descent converges to minimizer
T-20Axiom ConsistencyacceptedAC-0020P-0020E-0025Axioms A1–E mutually consistent
C-AxiomsCohomology-Resolvent AlignmentacceptedAC-0101P-0101E-0030:E-0032C3'' symmetrization complete (upgraded 04-03)
QM-1Quantum Mechanical Analogy (Eigenvalue)acceptedAC-0110P-0110E-0040Fiedler eigenvalue is binding edge
QM-2QM-2 (Spectral Gap)acceptedAC-0111P-0111E-0041Spectral gap related to phase transition
QM-3QM-3 (Perturbation)acceptedAC-0112P-0112E-0042Perturbations stay confined
QM-4QM-4 (Commutation)acceptedAC-0113P-0113E-0043Operator commutation holds generically
T-Bind-ProjTangential Residual Bound at Constrained MinimizersacceptedA (for all τ_cl ∈ (0,1))C-0200P-0200E-0050:E-0052Tangential Residual Bound at Constrained Minimizers; KKT projection + Banach inversion of restricted operator with σmin1acl/4\sigma_{\min} \ge 1 - a_{\mathrm{cl}}/4; general τ via binary mass-balance formula Φ(τ;acl,c)\Phi(\tau; a_{\mathrm{cl}}, c). Phase 13 upgrade applied 2026-04-07 (Erratum). Reconfirmed W6 G2 audit 2026-05-04.
T-Bind-FullBind Lower Bound at Constrained MinimizersacceptedAC-0201P-0201E-0053Bind Lower Bound at Constrained Minimizers; Bind(u^)1f(params)\mathsf{Bind}(\hat u) \ge 1 - f(\text{params}), nn-independent for O(1)O(1) params. Follows from T-Bind-Proj + universal gradient bounds. Phase 13 upgrade applied 2026-04-07 (Erratum).
Predicate-Energy BridgeEnergy ↔ Diagnostic AlignmentacceptedAC-0300P-0300E-0060:E-0063Energy minimization ↔ diagonal optimization (upgraded 04-03)
Deep Core Dom. 2bDeep Core DominanceacceptedAC-0301P-0301E-0064, E-0065Core is always dominant in asymmetric regime (upgraded 04-03)
T-Persist-1(a)Transport Persistence (base)acceptedCC-0400P-0400E-0070Conditional: assumes generic parameters
T-Persist-1(b)Transport Persistence (basin unconditional)acceptedAC-0401P-0401E-0071, E-0072Unconditional: genericity automatic (upgraded 04-03)
T-Persist-1(d)Transport Persistence (fixed stratum)acceptedCC-0402P-0402E-0073Conditional: on fixed active stratum
T-Persist-1(e)Transport Persistence (confinement)acceptedAC-0403P-0403E-0074Tight confinement bound (upgraded 04-03)
T-Persist-FullTransport Persistence (full composition)acceptedCC-0404P-0404E-0075Conditional on multiple regime conditions
T-Persist-K-SepK-field Persistence (well-separated)acceptedCC-0500P-0500E-0076, E-0077Conditional: on well-separated regime + per-formation persist. Category C per canonical Erratum 2026-04-07 (regime-conditional WS/SR).
T-Persist-K-WeakK-field Persistence (weak coupling)acceptedCC-0501P-0501E-0078Conditional: on weakly-interacting regime
T-Persist-K-UnifiedK-field Persistence (parametric)acceptedCC-0502P-0502E-0046, E-0047Parametric family (Sep/Weak/Strong); 100% validation (new v1.2). Category C per canonical Erratum 2026-04-07 (selected-branch + 5 structural hypotheses).

Active Claims (Not Yet Canonical) / Resolved Claims

C-IDNameStatusCategoryProof (P-ID)ExperimentsNotes
C-0550F-1: K=2 Vacuity ProblemSPLIT-RESOLVED (2026-04-24)AP-0700 + T-Merge(b)E-0090, E-0091Pure Ebd\mathcal{E}_{bd} portion: T-Merge(b) Cat A pre-existing. Full SCC portion: T-PreObj-1 (i) Cat A.
C-0551M-1: K=1 Always PreferredLAYER-CLARIFIED (2026-04-24)AT-Merge(b)noneProved theorem (T-Merge(b)) misframed as problem. Pure Ebd\mathcal{E}_{bd}: theorem holds. Full SCC: comparison not framed (T-PreObj-1 makes F=1 non-critical).
C-0552MO-1: Morse Theory InvalidSIDESTEPPED (2026-04-24)A (single-formation)(sidestep)noneSingle-formation σ-framework operates on Σ_m (no corners). Multi-formation extension to ΣMK\Sigma^K_M still open (Phase 5).
C-0553Type A/B ClassificationchallengedOPexp65E-0065exp65 invalidates; Type B never observed
C-0600K-field Model Selectiontentative (partially addressed)pendingnoneexp66:exp73W4 σ-framework + Static/Dynamic Separation (CN15) provides partial answer; full mechanism still open
C-0700T-PreObj-1 Pre-Objective Mechanismaccepted Cat AAP-0700E-0090, E-0091New 2026-04-24. F=1 disk non-criticality + multi-peak attractor + IC-protocol dichotomy
C-0701T-PreObj-1G Graph-Class Independentaccepted Cat AAP-0701(theoretical)New 2026-04-24. Conclusions (i),(ii) hold on any finite connected graph under (G1)–(G4)
C-0702Lemma 4 Quadratic Form PDaccepted Cat AAP-0702E-0090New 2026-04-24. M positive definite under gcl,gsepg_{cl}, g_{sep} linear independence
C-0710T-V5b-T Pre-Objective Goldstone on Translation-Invariant Graphsaccepted Cat AAP-0710E-0095, E-0096, E-0097New 2026-04-26 (W4 extended). After 8 V5b iterations
C-0711V5b-F Partial Goldstone on Boundary-Modified GraphstentativeCP-0711E-0096 (free BC partial)New 2026-04-26 (W4 extended). Cat C new finding. NQ-173 carry.

Counterexamples & Challenges (X-xxxx)

X-IDRefutesStatusDescriptionImpact
X-0001C-0550 (F-1 Validity)superseded 2026-04-24supersededOriginally: K=2 energy 4.66 vs K=1 energy 2.25. W4 reframing: this evidence is the correct T-Merge(b) statement, not a refutation. F-1 was misframed as problem.F-1 SPLIT-RESOLVED via Option D (premise dissolution)
X-0002Type A/B Classificationvalidatedexp65: all configs Type A (0 Type B observed); breaks 04-07 interpretationType classification rejected as non-real phenomenon

Canonical Spec Version History

CV-1.0 (2026-04-01)

  • Theorems: T-1, T-3, T-6a, T-6b, T-6-Stability, T-7, T-8-Core, T-8-Full, T-11, T-14, T-20
  • QM Results: QM-1, QM-2, QM-3, QM-4 (11 Category A)
  • Provisional: Predicate-Energy Bridge, Deep Core Dom. 2b (Category B at the time)
  • K-field: T-Persist-K-Sep (Category B), T-Persist-K-Weak (Category C)
  • Notes: Initial comprehensive spec; 35+ theorems claimed

CV-1.1 (2026-04-03) — PLAN_0403 Tier 1 Complete

  • Upgraded to Category A:
    • C-Axioms (C3'' symmetrization gap closed)
    • Predicate-Energy Bridge (formalized)
    • Deep Core Dominance 2b (strengthened)
  • New Unconditional Results:
    • T-Persist-1(b): Basin unconditional via genericity argument
    • T-Persist-1(e): Confinement tight bounds (2.4-3.5×)
  • New: T-Bind-Full (Category A, τ=1/2 only)
  • Count: 35 → 38 Category A (3 upgraded)

CV-1.2 (2026-04-12) — Frozen, with Audit Clarifications

  • Added: T-Persist-K-Unified (Category B; parametric coverage of Sep/Weak/Strong regimes)
  • Explicit Assumptions: All K-field theorems now state "fixed K, fixed m" constraint
  • Status Clarifications:
    • F-1, M-1, MO-1 documented as unresolved (not silently ignored) — resolved in CV-1.3
    • Type A/B classification retracted (exp65 invalidated)
    • Morse theory MO-1 vulnerability flagged — sidestepped in CV-1.3
  • Count: 35A/4B/5C/5R (49 claims, 71% fully proved)
  • Retracted: K-Saddle Conjecture, r̄₀ general τ, T-Merge (c)(d)(e)

F-1 split-resolution (W4, 2026-04-24): both layers are Category A. The Critical-3 OPs were dissolved by Option D (premise dissolution), not by an external constraint or K-selection mechanism.

Open Problems (OP-xxxx) — Updated 2026-05-04 (post-W6 G2 audit; full set unified into theorem_status.md)

OP-IDProblemSeverityStatus
OP-0001F-1: K=2 vacuous(was Critical) ResolvedSPLIT-RESOLVED (2026-04-24) via T-PreObj-1 (i) + T-Merge (b)
OP-0002M-1: K=1 preferred(was Critical) ResolvedLAYER-CLARIFIED (2026-04-24) — proved theorem misframed
OP-0003MO-1: Morse fails(was High) SidesteppedSIDESTEPPED (2026-04-24) for single-formation σ scope; re-activation rider on D-6b approval or NQ-248 multi-formation Morse work (added CV-1.5.1, 2026-04-29)
OP-0004Type A/B Classification InvalidationHighRETRACTED (empirically invalidated; exp65 0/4 Type B observed)
OP-0005K Selection Mechanism (Missing)High3-WAY SPLIT (CV-1.10, 2026-05-06): EQ partially resolved via T-K-Select-PF (Cat B); OBS partially resolved via T-K-Select-OBS (Cat B); DYN (Eyring-Kramers) open (W9+)
OP-0006Boundary Definition PrecisionHighRESOLVED (CV-1.7, 2026-05-06) via T-OP6-B (PersRidge Boundary Equivalence, Cat A, phase-separation regime): dH(PersRidge(u),Ω)2α/βd_H(\mathrm{PersRidge}(u^*), \partial\Omega^*) \leq 2\sqrt{\alpha/\beta}
OP-0008σ^A K-jump Inheritance Non-DeterminismHighOPEN (CV-1.5.1, W5 Day 4); Path B σ-rich + Φ-rich Cat B target; CV-1.7 Commitment 18 candidate
OP-0009Multi-Formation Ontological FoundationsHighOPEN (CV-1.5.1, W5 Day 4; 7 sub-items); 1/7 RESOLVED via Commitment 16 (OP-0009-K), 6/7 PARTIALLY
OP-0010Bind GeneralizationMediumOPEN (T-Bind-Proj/Full now Cat A per Phase 13 — see W6 G2 audit; OP-0010 retains for any further generalization questions)
OP-0011Transport kernel exact formMediumTENTATIVE
OP-0012Persistence compositionMediumOPEN
OP-0013Closure operator convergence rateMediumOPEN
OP-0020Dynamic Topology (Out of Scope)Lowseed (formerly listed as OP-0007 in this file pre-2026-05-04 unification)
OP-0021Stochastic DynamicsLowSUBSTANTIALLY RESOLVED — P-F-A1 Package I fully Cat A (T-PF-A1-AR/SDE/GI/PE, CV-1.8–CV-1.9, 2026-05-06): reflected SDE well-posed, unique Gibbs invariant measure, exponential ergodicity. P-F-A1 Package II OPEN.
OP-0022Continuous-Time LimitLowseed

W4 changes (2026-04-25): Critical blockers 3 → 0. F-1/M-1/MO-1 all resolved/clarified/sidestepped via T-PreObj-1 family + T-Merge(b) + σ-framework single-formation scope.

W5 changes (2026-04-29 CV-1.5.1 + 2026-04-30 W5 Day 4): OP-0008 σ^A K-jump non-determinism + OP-0009 Multi-Formation Ontological Foundations registered High. OP-0009-K resolved via Commitment 16. OP-0003 MO-1 re-activation rider added.

W6 changes (CV-1.6 → CV-1.11, 2026-05-04 to 2026-05-08): OP-0006 RESOLVED via T-OP6-B (Cat A, phase-separation regime). OP-0005 3-way split registered: EQ partially resolved (T-K-Select-PF Cat B), OBS partially resolved (T-K-Select-OBS Cat B), DYN open (Eyring-Kramers, W9+). OP-0021 Stochastic Dynamics substantially resolved via P-F-A1 Package I (T-PF-A1-AR/SDE/GI/PE all Cat A). High active set now: 3 (OP-0005 EQ/OBS partial + DYN open; OP-0008 σ^A K-jump; OP-0009 Multi-Formation Foundations).


Proof Status Summary (Updated 2026-05-09 — CV-1.11 final)

StatusCountExamples
Category A (Fully Proved)54 (46 at CV-1.5.2 + 8 W6: T-ST-5a, T-OP6-B, T-P-F-e0, T-PF-A1-AR/SDE/GI/PE)T-1, T-20, QM-1:4, C-Axioms, Predicate-Energy Bridge, T-PreObj-1, T-PreObj-1G, Lemma 4 (W4), T-V5b-T (W4 extended), T-sigma-Lemma-1/2/3, T-sigma-Theorem-3 (W5 G0); T-Commitment-14-Multi-Static, T-sigma-multi-A/D-Static (CV-1.5.1); T-L1-F (CV-1.5.2); W6: T-ST-5a, T-OP6-B, T-P-F-e0, T-PF-A1-AR, T-PF-A1-SDE, T-PF-A1-GI, T-PF-A1-PE
Category B (Conditional)14 (5 pre-W6 + 9 W6 additions)Pre-W6: gamma_eff, T-Birth-Parametric General, T-d_min-Formula, T-Beyond-Weyl, T-sigma-Theorem-4 (retroactive), T-sigma-Multi-1; W6: T-P-F-e0-K (Kramers stability), T-ST-5b (smooth-depth barrier), D-ST-1..5 (stereo diagnostic bridge), T-K-Select-PF (partial OP-0005-EQ), T-K-Select-OBS (partial OP-0005-OBS)
Category C (Very Conditional)5 + ridersT-Persist-1(a/d), T-Persist-Full, T-Persist-K-Sep, T-Persist-K-Weak, T-Persist-K-Unified; V5b-F (NQ-173 carry); T-sigma-Lemma-2 (v)+(vi) riders bundled in Cat A parent
Resolved/Clarified/Sidestepped (W4)3C-0550 (F-1 split-resolved), C-0551 (M-1 layer-clarified), C-0552 (MO-1 sidestepped)
Challenged1C-0553 (Type A/B)
Retracted5K-Saddle Conjecture, r_0-bar general tau, T-Merge (c)(d)(e)
Open (active)High: 3 (OP-0005 partial + DYN open, OP-0008, OP-0009) + Medium: 4 + Low: 2OP-0006 RESOLVED (T-OP6-B W6); OP-0005 3-way split: EQ/OBS partial (Cat B), DYN open (W9+); OP-0008 sigma^A K-jump open; OP-0009 7 sub-items partially resolved; OP-0021 substantially resolved (P-F-A1 Package I Cat A)

Cross-Reference by Topic

Single-Formation Theory

  • Existence: T-1
  • Stability: T-3, T-6-Stability, T-7
  • Phase Transition: T-8-Core, T-8-Full
  • Convergence: T-11, T-14
  • Diagnostics: T-Bind-Proj/Full, Predicate-Energy Bridge

Multi-Formation (K-field)

  • Temporal Persistence: T-Persist-K-Sep, T-Persist-K-Weak, T-Persist-K-Unified
  • Global Stability: Deep Core Dominance 2b (conditional)
  • Open: F-1, M-1, OP-0006

Foundational

  • Consistency: T-20, C-Axioms
  • Quantum Analogy: QM-1:4

Maintenance

  • Owned by: Lead + Archivist
  • Updated: When new C-xxxx promoted to canonical or P-xxxx completed
  • Validation: build_dependency_graph.py checks for consistency

Last updated: 2026-05-09 (CV-1.11 final; W6 additions CV-1.6 through CV-1.11)
Total canonical theorems: 68 = 54 Cat A + 14 Cat B + 5 Cat C — 5 retracted (78 claims, ~69% fully proved)
Open problems: see Open Problems table above (3 High + 4 Medium + 2 Low active; 3 Critical resolved W4; OP-0006 RESOLVED W6; OP-0021 substantially resolved W6)
W4 additions (2026-04-25): T-PreObj-1, T-PreObj-1G, Lemma 4
W4 extended (2026-04-26): T-V5b-T (Goldstone on Translation-Invariant Graphs)
W5 Day 1 G0 (CV-1.5, 2026-04-27): T-sigma-Lemma-1/2/3 + T-sigma-Theorem-3/4 sigma-framework supporting structures
CV-1.5.1 (2026-04-29): T-Commitment-14-Multi-Static, T-sigma-multi-A/D-Static (Cat A); T-sigma-Multi-1 (Cat B); Commitment 16 K_field/K_act decomposition
CV-1.5.2 (2026-05-02): T-L1-F (Hard-Bar / Active-Count Bridge, first multi-formation canonical Cat A)
W6 — CV-1.6 (2026-05-04): T-ST-5a Cat A (Stereo-SCC Hard-Depth Topological Locking)
W6 — CV-1.7 (2026-05-05/06): T-OP6-B Cat A (OP-0006 RESOLVED), T-P-F-e0 Cat A (Gibbs Continuity), T-P-F-e0-K Cat B
W6 — CV-1.8/CV-1.9 (2026-05-06): P-F-A1 Package I fully Cat A: T-PF-A1-AR, T-PF-A1-SDE, T-PF-A1-GI, T-PF-A1-PE
W6 — CV-1.10 (2026-05-06/07): T-K-Select-PF Cat B (partial OP-0005-EQ), T-K-Select-OBS Cat B (partial OP-0005-OBS), D-ST-1..5 Cat B; OP-0005 3-way split registered
W6 — CV-1.11 (2026-05-07/08): T-ST-5b Cat B; OMS-2.0 Accepted Full; DECLARATION.md (DECL-1.0); hypothesis_tree.md (HT-3.0)
Pending (W7+): T-sigma-Theorem-4 Cat A re-promotion via gamma-path audit; OP-0005-DYN (Eyring-Kramers); P-F-A1 Package II; H-SINK -> CV-1.12 (T-Temporal-Identity a/b/d)
See also: Canonical Spec Part 5 (Results Registry), Open Problems (Part 4 §12)


Last updated 2026-05-09 (CV-1.11 final; 54 Cat A / 14 Cat B / 5 Cat C / 5 Retracted = 78 claims, ~69% proved).